Filing Details
- Accession Number:
- 0001181431-11-040561
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-07 17:05:34
- Reporting Period:
- 2011-07-05
- Filing Date:
- 2011-07-07
- Accepted Time:
- 2011-07-07 17:05:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001115 | Oyo Geospace Corp | OYOG | Measuring & Controlling Devices, Nec (3829) | 760447780 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1049652 | D Gary Owens | 7007 Pinemont Drive Houston TX 77040 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2011-07-05 | 3,000 | $7.12 | 289,642 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2011-07-05 | 1,672 | $100.08 | 287,970 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2011-07-05 | 1,328 | $101.43 | 286,642 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2011-07-05 | 29,069 | $105.00 | 257,573 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2011-07-06 | 3,801 | $7.12 | 261,374 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2011-07-06 | 4,199 | $17.56 | 265,573 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2011-07-06 | 8,000 | $104.43 | 257,573 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2011-07-06 | 7,271 | $105.05 | 250,302 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options (right to buy) | Disposition | 2011-07-05 | 3,000 | $0.00 | 3,000 | $7.12 |
Common Stock | Options (right to buy) | Disposition | 2011-07-05 | 3,801 | $0.00 | 3,801 | $7.12 |
Common Stock | Options (right to buy) | Disposition | 2011-07-06 | 4,199 | $0.00 | 4,199 | $17.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
38,801 | 2007-02-28 | 2013-02-28 | No | 4 | M | Direct |
35,000 | 2007-02-28 | 2013-02-28 | No | 4 | M | Direct |
30,801 | 2018-12-05 | No | 4 | M | Direct |
Footnotes
- The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
- This option became exercisable in equal annual installments over a four year period. The option became fully exercisable on February 28, 2007.
- These options will vest in four equal annual installments beginning December 5, 2009 and will be fully vested on December 5, 2012
- This number represents the partial exercise of the options issued to Mr. Owens in February 2003 to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation.
- Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
- Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation having varying exercise dates, expiration dates and exercise prices.
- Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation with an expiration date of December 5, 2018 and an exercise price of $17.56 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.99. The reporting person undertakes to provide OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (9), (10), (11) and (12) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.99.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.99.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.00 to $105.99.
- These shares were reported as directly beneficially owned but, as previously reported, were contributed to an irrevocable trust for the benefit of Mr. Owens' children on December 12, 2008. Mr. Owens is the trustee and retains the voting rights with respect to the shares.