Filing Details
- Accession Number:
- 0001209191-23-044601
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-04 16:34:35
- Reporting Period:
- 2023-08-02
- Accepted Time:
- 2023-08-04 16:34:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 110621 | Rpm International Inc | RPM | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 020642224 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414203 | W. Edward Moore | 2628 Pearl Road Medina OH 44258 | Svp, Gc & Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2023-08-02 | 5,000 | $62.17 | 61,473 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2023-08-02 | 10,000 | $78.49 | 71,473 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2023-08-02 | 10,000 | $86.93 | 81,473 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2023-08-02 | 5,000 | $81.01 | 86,473 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2023-08-02 | 22,874 | $103.62 | 63,599 | No | 4 | D | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2023-08-02 | 3,160 | $103.62 | 60,439 | No | 4 | F | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2023-08-03 | 3,966 | $103.02 | 56,473 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2023-08-02 | 5,000 | $0.00 | 5,000 | $62.17 |
| Common Stock | Stock Appreciation Rights | Disposition | 2023-08-02 | 10,000 | $0.00 | 10,000 | $78.49 |
| Common Stock | Stock Appreciation Rights | Disposition | 2023-08-02 | 10,000 | $0.00 | 10,000 | $86.93 |
| Common Stock | Stock Appreciation Rights | Disposition | 2023-08-02 | 5,000 | $0.00 | 5,000 | $81.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 75,800 | 2023-07-18 | 2029-07-18 | No | 4 | M | Direct |
| 65,800 | 2030-07-22 | No | 4 | M | Direct | |
| 55,800 | 2031-07-21 | No | 4 | M | Direct | |
| 50,800 | 2023-07-18 | 2032-07-18 | No | 4 | M | Direct |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $102.96 - $103.1168. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Includes an aggregate of 3,220 shares of Common Stock issued pursuant to the Plan, 13,350 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 8,100 shares of Common Stock, issued as Performance Earned Restricted Stock pursuant to the Plan.
- The Stock Appreciation Rights vested on July 22, 2022 and 2023.
- The Stock Appreciation Rights vested on July 21, 2022 and 2023.
- Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2020 and 2023 and expire 10 years from the date of grant.
Billionaire Hedge Funds
