Filing Details
- Accession Number:
- 0000911177-23-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-04 16:06:25
- Reporting Period:
- 2023-08-02
- Accepted Time:
- 2023-08-04 16:06:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
911177 | Casella Waste Systems Inc | CWST | Refuse Systems (4953) | 030338873 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1055352 | W John Casella | C/O Casella Waste Systems 25 Greens Hill Lane Rutland VT 05701 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2023-08-02 | 35,732 | $81.41 | 11,299 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2023-08-03 | 724 | $5.54 | 12,023 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-08-03 | 724 | $80.69 | 11,299 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-08-03 | 724 | $0.00 | 724 | $5.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 694 | Indirect | By Spouse |
Class B Common Stock | 166,000 | Direct | |
Class B Common Stock | 134,000 | Indirect | By SLAT |
Class B Common Stock | 137,000 | Indirect | by SLAT 2 |
Class B Common Stock | 57,100 | Indirect | By Spouse |
Footnotes
- Represents the weighted average sales price for shares sold in multiple transactions, ranging from $81.35 to $81.54. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
- Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella's spouse ("SLAT"). Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
- Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2.
- The option vested in three equal installments on December 13, 2014, 2015, 2016.