Filing Details
- Accession Number:
- 0001140361-11-036112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-07 16:51:12
- Reporting Period:
- 2011-07-05
- Filing Date:
- 2011-07-07
- Accepted Time:
- 2011-07-07 16:51:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 75829 | Pall Corp | PLL | General Industrial Machinery & Equipment, Nec (3569) | 111541330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258856 | Roberto Perez | 25 Harbor Park Drive Port Washington NY 11050 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-05 | 42,483 | $35.75 | 68,557 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-05 | 42,483 | $57.38 | 26,074 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-07-05 | 34,858 | $26.16 | 60,932 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-05 | 34,858 | $57.38 | 26,074 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-07-05 | 12,845 | $37.22 | 38,919 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-05 | 12,845 | $57.38 | 26,074 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2011-07-05 | 42,483 | $0.00 | 42,483 | $35.75 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2011-07-05 | 34,858 | $0.00 | 34,858 | $26.16 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2011-07-05 | 12,845 | $0.00 | 12,845 | $37.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,161 | 2015-04-02 | No | 4 | M | Direct | |
| 34,858 | 2016-01-21 | No | 4 | M | Direct | |
| 38,535 | 2017-01-20 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $57.17 - $57.66. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation full information regarding the numbers of shares and prices at which the transaction was affected.
- This transaction was executed in multiple trades at prices ranging from $57.16 - $57.68. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation full information regarding the numbers of shares and prices at which the transaction was affected.
- This transaction was executed in multiple trades at prices ranging from $57.13 - $57.68. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation full information regarding the numbers of shares and prices at which the transaction was affected.
- Grant has a graded vesting schedule. The Date Exercisable will vary for each vesting tranche.
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