Home > Insider Trading > Filing (0001299709-23-000148)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1299709	Axos Financial Inc.	AX	Savings Institution, Federally Chartered (6035)	330867444

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1419425	Gregory Garrabrants	9205 West Russell Road Suite 400 Las Vegas NV 89148	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2023-08-01	40,000	$45.53	1,583,647	No	4	S	Direct
Common Stock	Disposition	2023-08-02	62,356	$45.15	1,521,291	No	4	S	Direct
Common Stock	Disposition	2023-08-03	85,312	$45.36	1,435,979	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,464	Indirect	401(k) Plan
Common Stock	170,680	Indirect	by Trust

Footnotes

The sales reported in this Form 4 were made to repay loans with shares pledged as security in a margin account due to increased costs associated with the margin loan account. There was no associated margin call.
These transactions were executed in multiple trades, at prices ranging from $45.35 to $45.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
These transactions were executed in multiple trades, at prices ranging from $45.00 to $45.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
These transactions were executed in multiple trades, at prices ranging from $45.05 to $45.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.