Filing Details
- Accession Number:
- 0001214659-23-010685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-02 21:41:51
- Reporting Period:
- 2023-07-31
- Accepted Time:
- 2023-08-02 21:41:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
34088 | Exxon Mobil Corp | XOM | Petroleum Refining (2911) | 135409005 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1159187 | W Jeffrey Ubben | 1170 Gorgas Avenue San Francisco CA 94129 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Without Par Value ("Common Stock") | Acquisiton | 2023-07-31 | 10,000 | $105.20 | 1,187,000 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2023-07-31 | 119,712 | $106.65 | 1,306,712 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2023-07-31 | 20,288 | $106.98 | 1,327,000 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2023-07-31 | 108,000 | $107.05 | 1,435,000 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2023-07-31 | 200,000 | $107.11 | 1,635,000 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $104.94 to $105.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $105.96 to $106.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $106.965 to $107.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $106.74 to $107.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $106.955 to $107.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.
- Represents restricted stock grants awarded to Mr. Ubben. The Reporting Person is deemed to hold the award for the benefit of the In-Cap Funds managed by In-Cap and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the awards directly to the In-Cap Funds.
- The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.