Filing Details
- Accession Number:
- 0001523711-23-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-02 17:18:35
- Reporting Period:
- 2023-07-31
- Accepted Time:
- 2023-08-02 17:18:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 63276 | Mattel Inc | MAT | Dolls & Stuffed Toys (3942) | 951567322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718049 | J Amanda Thompson | 333 Continental Boulevard El Segundo CA 90245 | Evp & Chief People Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-07-31 | 8,034 | $0.00 | 192,991 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-07-31 | 3,984 | $21.30 | 189,007 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2023-07-31 | 57,566 | $11.11 | 246,573 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-07-31 | 57,566 | $21.30 | 189,007 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-07-31 | 45,000 | $21.30 | 144,007 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2023-07-31 | 8,034 | $0.00 | 8,034 | $0.00 |
| Common Stock | Employee Stock Option - Right to Buy | Disposition | 2023-07-31 | 57,566 | $0.00 | 57,566 | $11.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | 2021-07-31 | 2030-07-31 | No | 4 | M | Direct |
Footnotes
- As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 23,627 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 8,034 shares of Mattel, Inc. Common Stock.
- Pursuant to the terms of the July 31, 2020 RSU grant, 3,984 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
- This transaction was executed in multiple trades at prices ranging from $21.115 to $21.635. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $21.115 to $21.620. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
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