Filing Details
- Accession Number:
- 0001209191-23-044009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-01 16:47:52
- Reporting Period:
- 2023-07-28
- Accepted Time:
- 2023-08-01 16:47:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1358762 | Reata Pharmaceuticals Inc | RETA | Pharmaceutical Preparations (2834) | 113651945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1569769 | Singh Manmeet Soni | 5320 Legacy Drive Plano TX 75024 | Coo, Cfo And President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-07-28 | 75,000 | $0.00 | 139,376 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2023-07-28 | 75,000 | $164.62 | 64,376 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-07-28 | 75,000 | $0.00 | 75,000 | $72.70 |
| Class A Common Stock | Class B common stock | Acquisiton | 2023-07-28 | 75,000 | $72.70 | 75,000 | $0.00 |
| Class A Common Stock | Class B common stock | Disposition | 2023-07-28 | 75,000 | $0.00 | 75,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 175,000 | 2029-08-28 | No | 4 | M | Direct | |
| 75,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.
- The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2023.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $164.25 to $165.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option, representing a right to purchase a total of 250,000 shares, became exercisable as to 62,500 shares on August 28, 2020, with the remainder vesting in twelve equal quarterly installments thereafter, subject to continued service through each vesting date.
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