Filing Details
- Accession Number:
- 0001979297-23-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-31 17:30:01
- Reporting Period:
- 2023-07-27
- Accepted Time:
- 2023-07-31 17:30:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1734342 | Amerant Bancorp Inc. | AMTB | National Commercial Banks (6021) | 650032379 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1979297 | Sharymar Calderon | C/O Amerant Bancorp Inc. 220 Alhambra Cr. Coral Gables FL 33134 | Evp - Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-05-31 | 37 | $15.00 | 4,227 | No | 5 | A | Direct | |
Class A Common Stock | Disposition | 2023-07-27 | 159 | $20.10 | 4,068 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Ms. Calderon is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Rule 16b-3(c).
- In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on May 31, 2023.
- This number the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock.