Filing Details

Accession Number:
0001209191-11-038643
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-07 11:21:17
Reporting Period:
2011-07-06
Filing Date:
2011-07-07
Accepted Time:
2011-07-07 11:21:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397911 Lpl Investment Holdings Inc. LPLA Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 203717839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1405364 L Stephanie Brown C/O Lpl Investment Holdings Inc.
One Beacon Street
Boston MA 02108
Md & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-07-06 17,057 $35.00 680,985 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The Reporting Person holds such shares in the Stephanie L. Brown Trust.