Filing Details
- Accession Number:
- 0001062993-23-015444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-28 18:08:30
- Reporting Period:
- 2023-07-28
- Accepted Time:
- 2023-07-28 18:08:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1781335 | Otis Worldwide Corp | OTIS | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | 833789412 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1831497 | Bernardo Fernandez Calleja | 1 Carrier Place Farmington CT 06032 | President, Otis Emea | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-07-28 | 2,213 | $58.66 | 34,668 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-07-28 | 9,542 | $67.83 | 44,210 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-07-28 | 20,975 | $63.92 | 65,185 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-07-28 | 14,709 | $63.93 | 79,894 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-07-28 | 33,805 | $90.46 | 46,089 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-07-28 | 3,992 | $90.70 | 42,097 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2023-07-28 | 2,213 | $0.00 | 2,213 | $58.66 |
| Common Stock | Stock Appreciation Rights | Disposition | 2023-07-28 | 9,542 | $0.00 | 9,542 | $67.83 |
| Common Stock | Stock Appreciation | Disposition | 2023-07-28 | 20,975 | $0.00 | 20,975 | $63.92 |
| Common Stock | Stock Appreciation | Disposition | 2023-07-28 | 14,709 | $0.00 | 14,709 | $63.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-01-03 | 2027-01-02 | No | 4 | M | Direct |
| 0 | 2021-01-02 | 2028-01-01 | No | 4 | M | Direct |
| 0 | 2022-02-05 | 2029-02-04 | No | 4 | M | Direct |
| 7,355 | 2024-02-05 | 2031-02-04 | No | 4 | M | Direct |
Footnotes
- The SARs become exercisable in three equal installments on the first three anniversaries of the date of grant, which was 02/05/2021.
Billionaire Hedge Funds
