Filing Details
- Accession Number:
- 0001127602-23-021497
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-28 13:45:59
- Reporting Period:
- 2023-07-26
- Accepted Time:
- 2023-07-28 13:45:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1174850 | Nicolet Bankshares Inc | NIC | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1664629 | Vincent Brad Hutjens | C/O Nicolet National Bank 111 North Washington Street Green Bay WI 54301 | Evp - Cco - Nicolet Natl Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-07-26 | 2,500 | $23.80 | 28,690 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-07-26 | 2,500 | $81.48 | 26,190 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-07-26 | 2,500 | $0.00 | 2,500 | $23.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2024-10-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,818 | Indirect | By 401(k) Plan |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.30 to $81.67, inclusive. Mr. Hutjens undertakes to provides to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- Includes an additional 121 shares acquired under the Employee Stock Purchase Plan since Mr. Hutjens last Form 4 filing dated November 16, 2022. Mr. Hutjens owns a total of 550 shares in the Employee Stock Purchase Plan as of the date of this report.
- The non-qualified stock option fully vested as of October 28, 2019, and is currently exercisable as to 5,000 shares.
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