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Home > Insider Trading > Filing (0001213900-23-060305)

Filing Details

Accession Number:: 0001213900-23-060305
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2023-07-27 17:00:07
Reporting Period:: 2023-07-26

Accepted Time:: 2023-07-27 17:00:07
Original Submission Date:: 2023-07-26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1464790	B. Riley Financial Inc.	RILY	Investment Advice (6282)	270223495

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1746643	Andrew Moore	C/O B. Riley Financial, Inc. 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025	Ceo B. Riley Securities, Inc.	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-06-30	543	$39.08	374,663	No	4	A	Direct
Common Stock	Acquisiton	2023-07-26	5,000	$55.00	379,663	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Direct

Footnotes

Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
This amended report is being filed to correct the date of the transaction. Represents stock purchased as part of public offering of common stock by the issuer.