Home > Insider Trading > Filing (0001437749-23-020891)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616262	Rocky Mountain Chocolate Factory Inc.	RMCF	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1258292	Allen A Arroyo	265 Turner Drive Durango CO 81303	Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-07-25	1,000	$5.85	1,015	No	4	P	Direct
Common Stock	Acquisiton	2023-07-26	500	$5.79	1,515	No	4	P	Direct
Common Stock	Acquisiton	2023-07-27	500	$5.80	2,015	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-qualified stock option	$6.85		2032-08-10	8,476	8,476	Direct
Common Stock	Restricted Stock Units	$0.00			39,556	39,556	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2032-08-10	8,476	8,476	Direct
	39,556	39,556	Direct

Footnotes

The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
Each restricted stock unit represents a contingent right to receive one share of RMCF common stock.
Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units.
Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025.
Stock Option granted under the Company's 2007 Equity Incentive Plan (as amended) and becomes exercisable with respect to 1/3 of the shares on 02/28/2023 and 1/12 quarterly thereafter until fully exercisable on 02/28/2025.