Filing Details
- Accession Number:
- 0001213900-23-059876
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-26 11:58:42
- Reporting Period:
- 2023-07-25
- Accepted Time:
- 2023-07-26 11:58:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1464790 | B. Riley Financial Inc. | RILY | Investment Advice (6282) | 270223495 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1746643 | Andrew Moore | C/O B. Riley Financial, Inc. 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025 | Ceo B. Riley Securities, Inc. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-06-30 | 543 | $39.08 | 374,663 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2023-07-25 | 5,000 | $55.00 | 379,663 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Footnotes
- Represents stock purchased as part of public offering of common stock by the issuer.
- Represents stock purchased as part of public offering of common stock by the issuer.