Filing Details
- Accession Number:
- 0001112679-11-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-06 20:12:35
- Reporting Period:
- 2011-07-06
- Filing Date:
- 2011-07-06
- Accepted Time:
- 2011-07-06 20:12:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1338176 | James Budge | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-06 | 5 | $13.53 | 53,380 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-06 | 5 | $57.34 | 53,375 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-07-06 | 1,250 | $15.73 | 54,625 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-06 | 1,250 | $57.34 | 53,375 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-07-06 | 1,250 | $30.00 | 54,625 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-06 | 1,250 | $57.34 | 53,375 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-07-06 | 1,459 | $33.43 | 54,834 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-06 | 1,459 | $57.34 | 53,375 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-07-06 | 1,354 | $36.74 | 54,729 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-06 | 1,354 | $57.34 | 53,375 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-06 | 5 | $0.00 | 5 | $13.53 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-06 | 1,250 | $0.00 | 1,250 | $15.73 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-06 | 1,250 | $0.00 | 1,250 | $30.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-06 | 1,459 | $0.00 | 1,459 | $33.43 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-06 | 1,354 | $0.00 | 1,354 | $36.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-06-01 | No | 4 | M | Direct | |
25,000 | 2016-03-01 | No | 4 | M | Direct | |
32,500 | 2016-09-01 | No | 4 | M | Direct | |
46,667 | 2017-03-01 | No | 4 | M | Direct | |
44,688 | 2017-04-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Budge's 10b5-1 plan dated June 2, 2011.
- Shares sold on the open market are reported as an average sell price per share of $57.34; breakdown of shares sold and per share sale prices are as follows: 100 at $57.00; 200 at $57.01; 100 at $57.03; 500 at $57.04; 900 at $57.05; 200 at $57.06; 100 at $57.08; 200 at $57.10; 200 at $57.16; 100 at $57.22; 100 at $57.23; 293 at $57.24; 7 at $57.27; 200 at $57.39; 100 at $57.41; 100 at $57.44; 200 at $57.46; 6 at $57.55; 94 at $57.56; 200 at $57.63; 200 at $57.70; 200 at $57.73; 200 at $57.74; 100 at $57.75; 200 at $57.79; 100 at $57.80; 100 at $57.81; 218 at $57.94; 1 at $58.00 and 99 at $58.01.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.