Filing Details

Accession Number:
0001112679-11-000063
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-06 20:12:35
Reporting Period:
2011-07-06
Filing Date:
2011-07-06
Accepted Time:
2011-07-06 20:12:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338176 James Budge C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-06 5 $13.53 53,380 No 4 M Direct
Common Stock Disposition 2011-07-06 5 $57.34 53,375 No 4 S Direct
Common Stock Acquisiton 2011-07-06 1,250 $15.73 54,625 No 4 M Direct
Common Stock Disposition 2011-07-06 1,250 $57.34 53,375 No 4 S Direct
Common Stock Acquisiton 2011-07-06 1,250 $30.00 54,625 No 4 M Direct
Common Stock Disposition 2011-07-06 1,250 $57.34 53,375 No 4 S Direct
Common Stock Acquisiton 2011-07-06 1,459 $33.43 54,834 No 4 M Direct
Common Stock Disposition 2011-07-06 1,459 $57.34 53,375 No 4 S Direct
Common Stock Acquisiton 2011-07-06 1,354 $36.74 54,729 No 4 M Direct
Common Stock Disposition 2011-07-06 1,354 $57.34 53,375 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-07-06 5 $0.00 5 $13.53
Common Stock Employee Stock Option (right to buy) Disposition 2011-07-06 1,250 $0.00 1,250 $15.73
Common Stock Employee Stock Option (right to buy) Disposition 2011-07-06 1,250 $0.00 1,250 $30.00
Common Stock Employee Stock Option (right to buy) Disposition 2011-07-06 1,459 $0.00 1,459 $33.43
Common Stock Employee Stock Option (right to buy) Disposition 2011-07-06 1,354 $0.00 1,354 $36.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-06-01 No 4 M Direct
25,000 2016-03-01 No 4 M Direct
32,500 2016-09-01 No 4 M Direct
46,667 2017-03-01 No 4 M Direct
44,688 2017-04-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Budge's 10b5-1 plan dated June 2, 2011.
  2. Shares sold on the open market are reported as an average sell price per share of $57.34; breakdown of shares sold and per share sale prices are as follows: 100 at $57.00; 200 at $57.01; 100 at $57.03; 500 at $57.04; 900 at $57.05; 200 at $57.06; 100 at $57.08; 200 at $57.10; 200 at $57.16; 100 at $57.22; 100 at $57.23; 293 at $57.24; 7 at $57.27; 200 at $57.39; 100 at $57.41; 100 at $57.44; 200 at $57.46; 6 at $57.55; 94 at $57.56; 200 at $57.63; 200 at $57.70; 200 at $57.73; 200 at $57.74; 100 at $57.75; 200 at $57.79; 100 at $57.80; 100 at $57.81; 218 at $57.94; 1 at $58.00 and 99 at $58.01.
  3. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  4. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  5. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  7. Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.