Filing Details
- Accession Number:
- 0001437749-23-020619
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-25 16:51:42
- Reporting Period:
- 2023-07-21
- Accepted Time:
- 2023-07-25 16:51:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1722438 | Doma Holdings Inc. | DOMA | Title Insurance (6361) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1868802 | Maxwell Simkoff | 101 Mission St. Suite 1050 San Francisco CA 94105 | Chief Executive Officer | Yes | Yes | Yes | No |
1875424 | Trust Revocable Saslaw-Simkoff | 101 Mission St. Suite 1050 San Francisco CA 94105 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-07-21 | 302 | $7.35 | 202,255 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,235 | Indirect | Maxwell Simkoff 2023 GRAT |
Common Stock | 28,235 | Indirect | Jennifer Saslaw 2023 GRAT |
Common Stock | 1,801,350 | Indirect | The Saslaw-Simkoff Revocable Trust |
Footnotes
- As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was March 31, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On June 30, 2023, 1,255 shares of such RSUs vested. In connection with this vesting, 302 shares were sold on July 21, 2023 to satisfy the reporting person's tax withholding obligations.
- The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $7.01 to $7.79, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
- These shares are owned directly by the Maxwell Simkoff 2023 GRAT. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- These shares are held for the benefit of the reporting person's wife. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- These shares are owned directly by The Saslaw-Simkoff Revocable Trust and indirectly by Maxwell Simkoff as trustee of the trust. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.