Filing Details
- Accession Number:
- 0001112679-11-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-06 20:05:55
- Reporting Period:
- 2011-07-01
- Filing Date:
- 2011-07-06
- Accepted Time:
- 2011-07-06 20:05:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-01 | 75,000 | $0.00 | 180,000 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2011-07-01 | 1,666 | $15.52 | 181,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-01 | 1,666 | $56.52 | 180,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-07-01 | 5,729 | $15.73 | 185,729 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-01 | 5,729 | $56.52 | 180,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-07-01 | 2,604 | $30.00 | 182,604 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-01 | 2,604 | $56.52 | 180,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-07-01 | 4,521 | $36.74 | 184,521 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-01 | 4,521 | $56.52 | 180,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-07-01 | 1,875 | $36.74 | 181,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-01 | 1,875 | $56.52 | 180,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-07-01 | 1,666 | $0.00 | 1,666 | $15.52 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-07-01 | 5,729 | $0.00 | 5,729 | $15.73 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-07-01 | 2,604 | $0.00 | 2,604 | $30.00 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-07-01 | 4,521 | $0.00 | 4,521 | $36.74 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-07-01 | 1,875 | $0.00 | 1,875 | $36.74 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-07-01 | 225,000 | $0.00 | 225,000 | $54.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,334 | 2015-09-01 | No | 4 | M | Direct | |
| 114,584 | 2016-03-01 | No | 4 | M | Direct | |
| 67,709 | 2016-09-01 | No | 4 | M | Direct | |
| 149,188 | 2017-04-01 | No | 4 | M | Direct | |
| 61,875 | 2017-04-01 | No | 4 | M | Direct | |
| 225,000 | 2018-03-01 | No | 4 | D | Direct |
Footnotes
- Restricted Stock Award subject to vesting 25% per year over 4 years (See note 8).
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 16, 2010.
- Shares sold on the open market are reported as an average sell price per share of $56.52; breakdown of shares sold and per share sale prices are as follows: 100 at $56.20; 100 at $56.24; 80 at $56.26; 620 at $56.27; 300 at $56.28; 200 at $56.29; 400 at $56.30; 376 at $56.31; 516 at $56.32; 100 at $56.33; 1,183 at $56.34; 425 at $56.35; 300 at $56.36; 1,383 at $56.37; 1,097 at $56.38; 700 at $56.39; 1,520 at $56.40; 800 at $56.41; 500 at $56.43; 300 at $56.45; 500 at $56.47; 1,000 at $56.50; 100 at $56.58; 200 at $56.62; 100 at $56.63; 100 at $56.65; 200 at $56.70; 100 at $56.83; 100 at $56.87; 200 at $56.88; 100 at $56.91; 200 at $56.94; 100 at $56.95; 100 at $56.96; 600 at $56.98; 200 at $56.99; 100 at $57.00; 100 at $57.01; 200 at $57.05; 100 at $57.10; 100 at $57.12; 95 at $57.18; 700 at $57.20 and 100 at $57.33.
- Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- On July 1, 2011, the issuer canceled 225,000 shares of the option granted to Mr. Amoroso on March 1, 2011. The cancellation was in connection with stockholder approval to allow the CEO to participate in the 2008 Equity Incentive Plan. In exchange for the cancelled option shares, the issuer granted Mr. Amoroso 75,000 shares of restricted stock (See note 1).
- The canceled option provided for vesting as follows: vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years beginning March 1, 2011.
Billionaire Hedge Funds
