Filing Details
- Accession Number:
- 0001140361-23-035920
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-24 20:11:56
- Reporting Period:
- 2023-07-20
- Accepted Time:
- 2023-07-24 20:11:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616533 | Smart Global Holdings Inc. | SGH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344018 | A Jack Pacheco | C/O Smart Global Holdings, Inc. 39870 Eureka Drive Newark CA 94560 | Evp, Coo, Pres, Mem Solutions | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2023-07-20 | 3,136 | $26.00 | 202,375 | No | 4 | F | Direct | |
| Ordinary Shares | Acquisiton | 2023-07-20 | 2,500 | $9.20 | 204,875 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2023-07-20 | 5,000 | $10.78 | 209,875 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2023-07-20 | 7,500 | $25.48 | 202,375 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2023-07-20 | 2,500 | $0.00 | 2,500 | $9.20 |
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2023-07-20 | 5,000 | $0.00 | 5,000 | $10.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 97,500 | 2030-03-12 | No | 4 | M | Direct | |
| 65,000 | 2029-01-22 | No | 4 | M | Direct |
Footnotes
- Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
- The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.
- This transaction was executed in multiple trades at prices ranging from $25.24 to $25.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.
- The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vested and became exercisable over three years beginning January 1, 2020.
Billionaire Hedge Funds
