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Filing Details

Accession Number:: 0001209191-23-043190
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-07-24 16:03:34
Reporting Period:: 2023-07-20

Accepted Time:: 2023-07-24 16:03:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616262	Rocky Mountain Chocolate Factory Inc.	RMCF	()	WI

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1569866	Global Value Investment Corp.	1433 N. Water Street Suite 400 Milwaukee WI 53202	No	No	Yes	No
1733547	Richart Jeffrey Geygan	1433 N. Water Street Suite 400 Milwaukee WI 53202	Yes	No	No	Yes
1734726	James Geygan	1433 N. Water Street Suite 400 Milwaukee WI 53202	No	No	No	Yes
1865363	Stacy Wilke	1433 N. Water Street Suite 400 Milwaukee WI 53202	No	No	No	Yes
1865425	Kathleen Geygan	1433 N. Water Street Suite 400 Milwaukee WI 53202	No	No	No	Yes
1955705	Gvp 2021-A, L.p.	1433 N. Water Street Suite 400 Milwaukee WI 53202	No	No	No	Yes
1955706	Gvp 2021-A, Llc	1433 N. Water Street Suite 400 Milwaukee WI 53202	No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-07-20	4,990	$5.74	652,468	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2023-07-20	600	$5.74	1,600	No	4	P	Direct
Common Stock	Acquisiton	2023-07-21	9,443	$5.77	661,911	No	4	P	Indirect	See footnotes
Common Stock	Disposition	2023-07-21	825	$5.80	661,086	No	4	S	Indirect	See footnotes
Common Stock	Acquisiton	2023-07-21	22,948	$0.00	684,034	No	4	J	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnotes
No	4	P	Direct
No	4	P	Indirect	See footnotes
No	4	S	Indirect	See footnotes
No	4	J	Indirect	See footnotes

Footnotes

The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.
The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
As of July 21, 2023, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt.