Home > Insider Trading > Filing (0001437749-23-020456)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616262	Rocky Mountain Chocolate Factory Inc.	RMCF	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1465553	J Robert Sarlls	265 Turner Drive Durango CO 81303	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-07-19	203	$5.72	5,700	No	4	P	Direct
Common Stock	Acquisiton	2023-07-19	100	$5.63	5,800	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-qualified stock option	$6.38		2032-05-09	27,668	27,668	Direct
Common Stock	Restricted Stock Units	$0.00			55,336	55,336	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2032-05-09	27,668	27,668	Direct
	55,336	55,336	Direct

Footnotes

Stock Option granted under the Company's 2007 Equity Incentive Plan (as amended) and becomes exercisable with respect to 1/3 of the shares on 02/28/2023 and 1/12 quarterly thereafter until fully exercisable on 02/28/2025.
Each restricted stock unit represents a contingent right to receive one share of RMCF common stock.
Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025.
Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units.