Filing Details

Accession Number:
0001607062-23-000366
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-07-21 16:07:09
Reporting Period:
2023-07-21
Accepted Time:
2023-07-21 16:07:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1811109 Applied Uv Inc. AUVI Electric Lighting & Wiring Equipment (3640) 844373308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1824753 Laurie Munn C/O Applied Uv, Inc
510 N. Macquesten Parkway
Mount Vernon NY 10550
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-07-21 625,000 $0.00 375,000 No 4 S Indirect Held in the name of The Munn Family 2020 Irrevocable Trust, for which Laurie Munn is the trustee.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held in the name of The Munn Family 2020 Irrevocable Trust, for which Laurie Munn is the trustee.
Footnotes
  1. Partial forgiveness of a promissory note, in the amount of $564,937.50.
  2. Since the filing of the Form 3 for Laurie Munn with the SEC on September 29, 2020, the company underwent a 1-for-5 reverse stock split on May 31, 2023,