Filing Details
- Accession Number:
- 0001607062-23-000366
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-21 16:07:09
- Reporting Period:
- 2023-07-21
- Accepted Time:
- 2023-07-21 16:07:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1811109 | Applied Uv Inc. | AUVI | Electric Lighting & Wiring Equipment (3640) | 844373308 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1824753 | Laurie Munn | C/O Applied Uv, Inc 510 N. Macquesten Parkway Mount Vernon NY 10550 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-07-21 | 625,000 | $0.00 | 375,000 | No | 4 | S | Indirect | Held in the name of The Munn Family 2020 Irrevocable Trust, for which Laurie Munn is the trustee. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held in the name of The Munn Family 2020 Irrevocable Trust, for which Laurie Munn is the trustee. |
Footnotes
- Partial forgiveness of a promissory note, in the amount of $564,937.50.
- Since the filing of the Form 3 for Laurie Munn with the SEC on September 29, 2020, the company underwent a 1-for-5 reverse stock split on May 31, 2023,