Filing Details
- Accession Number:
- 0001415889-23-011350
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-19 18:51:06
- Reporting Period:
- 2023-07-17
- Accepted Time:
- 2023-07-19 18:51:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1167419 | Riot Platforms Inc. | RIOT | Finance Services (6199) | 841553387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1611745 | Varro Lance D'ambrosio | C/O Riot Platforms, Inc. 3855 Ambrosia Street, Ste. 301 Castle Rock CO 80109 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-07-17 | 26,000 | $19.16 | 13,441 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The reported sales were executed under a Rule 10b5-1 trading plan adopted by the Reporting Person as of September 15, 2022.
- The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $19.09 to $19.17, inclusive, per share. The price reported above reflects the weighted average sale price of the reported transaction. The Reporting Person hereby undertakes to provide, upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.