Filing Details
- Accession Number:
- 0001441844-11-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-06 18:55:59
- Reporting Period:
- 2011-07-01
- Filing Date:
- 2011-07-06
- Accepted Time:
- 2011-07-06 18:55:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
835887 | Progenics Pharmaceuticals Inc | PGNX | Pharmaceutical Preparations (2834) | 133379479 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250274 | J Robert Israel | 777 Old Saw Mill River Road Tarrytown NY 10591 | Senior Vp Medical Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-01 | 1,000 | $5.33 | 37,151 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-01 | 1,000 | $7.21 | 36,151 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-07-01 | 8,322 | $5.46 | 44,773 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-01 | 6,930 | $7.40 | 37,843 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | ESPP (right to buy) | Disposition | 2011-07-01 | 8,322 | $0.00 | 8,322 | $5.46 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-07-01 | 1,000 | $0.00 | 1,000 | $5.33 |
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2011-07-01 | 70,000 | $0.00 | 70,000 | $7.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-07-01 | 2011-07-01 | No | 4 | M | Direct |
37,000 | 2010-07-01 | 2019-07-01 | No | 4 | M | Direct |
70,000 | 2012-07-01 | 2021-07-01 | No | 4 | A | Direct |
Footnotes
- The Reporting Person is exercising options under this grant in pre-established increments under and in accordance with provisions of a previously established Plan of Sale under Rule 10b5-1, which was established in accordance with the policies and procedures of the Issuer.
- This transaction was executed in multiple trades at prices ranging from $7.02 to $7.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Acquired upon the complete exercise of a grant under the Non-Qualified Employee Stock Purchase Plan, which grant was previously reported at the start of a six month option term, to acquire common stock up to an option amount which is 25% of the optionee's quarterly salary less $6,250, at a purchase price equal to the lower of 100% of the market value on the date of grant or 85% of the market value on the date of exercise.
- Includes shares of common stock acquired from the non-reportable exercise of a Grant under the Qualified Employee Stock Purchase Plan.
- Granted under the Company's Non-Qualified Employeee Stock Purchase Plan.
- The option was granted on the first day of the option term and previously reported as a right to purchase shares of the Company's common stock at an exercise price equal to the market value on the date of grant. In accordance with the Non-Qualified Employee Stock Purchase Plan, the option is ultimately exercisable for an exercise price which is the lower of 100% of the market value on the grant date or 85% of the market value on the exercise date. The number of shares acquired upon exercise is based on the option amount divided by the lower of 100% of the market value on the grant date or 85% of the market value on the exercise date.
- The stock options become exercisable in three equal annual installments, commencing one year from the grant date.