Filing Details
- Accession Number:
- 0001225208-23-007596
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-07-19 16:48:34
- Reporting Period:
- 2023-07-13
- Accepted Time:
- 2023-07-19 16:48:34
- Original Submission Date:
- 2023-07-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
62996 | Masco Corp | MAS | Hearing Equip, Except Elec & Warm Air; & Plumbing Fixtures (3430) | 381794485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1599376 | J. Keith Allman | 17450 College Parkway Livonia MI 48152 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-07-13 | 188,040 | $22.92 | 388,345 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-07-13 | 188,040 | $59.77 | 200,305 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2023-07-13 | 188,040 | $0.00 | 188,040 | $22.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2025-02-11 | No | 4 | M | Direct |
Footnotes
- On July 17, 2023 the reporting person filed a Form 4 which inadvertently omitted the following footnote: The reported transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $60.14, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.
- This option became exercisable in five equal annual installments commencing February 11, 2016.
- Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.