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Filing Details

Accession Number:: 0001214659-23-009781
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-07-19 16:30:11
Reporting Period:: 2023-07-17

Accepted Time:: 2023-07-19 16:30:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
896493	Ault Alliance Inc.	AULT	Electronic Components, Nec (3679)	941721931

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1212502	Iii C Milton Ault	11411 Southern Highlands Parkway Suite 240 Las Vegas NV 89141	Executive Chairman	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-07-17	55,289	$4.16	241,614	No	4	P	Indirect	By Ault Alpha LP
Common Stock	Acquisiton	2023-07-18	91,711	$4.26	333,325	No	4	P	Indirect	By Ault Alpha LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Ault Alpha LP
No	4	P	Indirect	By Ault Alpha LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,729	Indirect	By Ault & Company, Inc.
Common Stock	11	Indirect	By Philou Ventures, LLC
Common Stock	3,039	Direct
13% Series D Cumulative Redeemable Perpetual Preferred Stock	110	Direct
13% Series D Cumulative Redeemable Perpetual Preferred Stock	101,184	Indirect	By Ault Alpha LP

Footnotes

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.1611. The range of purchase prices on the transaction date was $4.0581 to $4.3225 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.2599. The range of purchase prices on the transaction date was $4.0755 to $4.2613 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Philou Ventures, LLC.