Filing Details
- Accession Number:
- 0001415889-23-011251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-18 21:59:29
- Reporting Period:
- 2023-07-14
- Accepted Time:
- 2023-07-18 21:59:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1192448 | Glaukos Corp | GKOS | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1705850 | E Joseph Gilliam | C/O Glaukos Corporation One Glaukos Way Aliso Viejo CA 92656 | President & Coo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-07-14 | 19,599 | $41.69 | 140,083 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-07-14 | 10,000 | $30.92 | 150,083 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-07-14 | 10,000 | $39.10 | 160,083 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-07-14 | 2,500 | $39.10 | 162,583 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-07-14 | 42,099 | $78.34 | 120,484 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-07-14 | 19,599 | $0.00 | 19,599 | $41.69 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-07-14 | 10,000 | $0.00 | 10,000 | $30.92 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-07-14 | 10,000 | $0.00 | 10,000 | $39.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 117,044 | 2027-05-05 | No | 4 | M | Direct | |
| 18,437 | 2028-03-14 | No | 4 | M | Direct | |
| 40,466 | 2030-03-12 | No | 4 | M | Direct |
Footnotes
- Includes 84,219 restricted stock units that have not yet vested or been delivered to the Reporting Person.
- This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
- This option was granted on May 5, 2017 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.
- This option was granted on May 5, 2017 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.
- This option was granted on March 12, 2020 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.
Billionaire Hedge Funds
