Filing Details
- Accession Number:
- 0000950170-23-033443
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-18 19:41:16
- Reporting Period:
- 2023-07-15
- Accepted Time:
- 2023-07-18 19:41:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1868250 | Guillermo Brooks | 4353 North First Street San Jose CA 95134 | Evp, Sales - Americas | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-07-15 | 6,250 | $0.00 | 136,450 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2023-07-15 | 4,236 | $0.00 | 140,686 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-07-17 | 3,978 | $18.28 | 136,708 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-07-15 | 6,250 | $0.00 | 6,250 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-07-15 | 4,236 | $0.00 | 4,236 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | No | 4 | M | Direct | ||
| 25,413 | No | 4 | M | Direct |
Footnotes
- Number of securities reported reflects the correction of a typographical error in the Reporting Person's Form 4 filed on June 16, 2023, which overreported the number of performance stock units vested and the total number of securities beneficially owned by 333 shares.
- Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").
- The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.28 to $18.421. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
- The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.
- The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.
Billionaire Hedge Funds
