Filing Details
- Accession Number:
- 0001415889-23-011242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-18 16:50:30
- Reporting Period:
- 2023-07-14
- Accepted Time:
- 2023-07-18 16:50:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1219120 | Advent Convertible & Income Fund | AVK | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251345 | V Tracy Maitland | 888 7Th Avenue 31St Floor New York NY 10019 | Chairman, President & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-07-14 | 30,000 | $11.68 | 70,298 | No | 4 | S | Indirect | By Advent Capital Management, LLC. See Footnotes. |
| Common Stock | Disposition | 2023-07-17 | 10,000 | $11.68 | 60,298 | No | 4 | S | Indirect | By Advent Capital Management, LLC. See Footnotes. |
| Common Stock | Disposition | 2023-07-18 | 19,048 | $11.72 | 41,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Advent Capital Management, LLC. See Footnotes. |
| No | 4 | S | Indirect | By Advent Capital Management, LLC. See Footnotes. |
| No | 4 | S | Direct |
Footnotes
- Common Shares disposed of Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
- Totals include 41,250 shares which are directly held by Mr. Maitland.
Billionaire Hedge Funds
