Filing Details
- Accession Number:
- 0001104659-23-081729
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-17 20:00:23
- Reporting Period:
- 2023-07-13
- Accepted Time:
- 2023-07-17 20:00:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1974640 | Apogee Therapeutics Inc. | APGE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1663607 | Evan Peter Harwin | 2001 Market Street Suite 2500 Philadelphia PA 19103 | Yes | No | No | No | |
1686157 | L.p. Fund Healthcare Fairmount | 2001 Market Street Suite 2500 Philadelphia PA 19103 | Yes | No | No | No | |
1769651 | L.p. Ii Fund Healthcare Fairmount | 200 Barr Harbor Drive Suite 400 West Conshohocken PA 19428 | Yes | No | No | No | |
1802528 | Fairmount Funds Management Llc | 200 Barr Harbor Drive Suite 400 West Conshohocken PA 19428 | Yes | No | No | No | |
1830177 | Tomas Kiselak | 2001 Market Street Suite 2500 Philadelphia PA 19103 | Yes | No | No | No | |
1982189 | Fairmount Healthcare Co-Invest Ii L.p. | 200 Barr Harbor Drive Suite 400 West Conshohocken PA 19428 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-07-13 | 55,913 | $17.00 | 55,913 | No | 4 | P | Indirect | By Fairmount Healthcare Fund LP |
Common Stock | Acquisiton | 2023-07-13 | 1,992,734 | $17.00 | 1,992,734 | No | 4 | P | Indirect | By Fairmount Healthcare Fund II LP |
Common Stock | Acquisiton | 2023-07-13 | 892,529 | $17.00 | 892,529 | No | 4 | P | Indirect | By Fairmount Healthcare Co-Invest II LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Fairmount Healthcare Fund LP |
No | 4 | P | Indirect | By Fairmount Healthcare Fund II LP |
No | 4 | P | Indirect | By Fairmount Healthcare Co-Invest II LP |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2023-07-13 | 47,758 | $0.00 | 47,758 | $17.00 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2023-07-13 | 47,758 | $0.00 | 47,758 | $17.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
47,758 | 2033-07-13 | No | 4 | A | Direct | |
47,758 | 2033-07-13 | No | 4 | A | Direct |
Footnotes
- Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund LP, Fairmount Healthcare Fund II LP and Fairmount Healthcare Co-Invest II LP. The general partner of Fairmount is Fairmount Funds Management GP LLC ("Fairmount GP"), of which Peter Harwin and Tomas Kiselak are the managing members. Fairmount, Fairmount GP, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.
- This option represents the right to purchase 47,758 shares of the Issuer's common stock, and will vest in three approximately equal annual installments beginning on the first anniversary of the grant date.
- Under Mr. Harwin's arrangement with Fairmount, Mr. Harwin holds the option for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). Mr. Harwin is obligated to turn over to Fairmount any net cash or stock received from the option for the benefit of such Fairmount Fund. Mr. Harwin therefore disclaims beneficial ownership of the option and underlying common stock.
- Under Mr. Kiselak's arrangement with Fairmount, Mr. Kiselak holds the option for one or more Fairmount Funds. Mr. Kiselak is obligated to turn over to Fairmount any net cash or stock received from the option for the benefit of such Fairmount Fund. Mr. Kiselak therefore disclaims beneficial ownership of the option and underlying common stock.