Filing Details

Accession Number:
0001104659-23-081729
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-07-17 20:00:23
Reporting Period:
2023-07-13
Accepted Time:
2023-07-17 20:00:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1974640 Apogee Therapeutics Inc. APGE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1663607 Evan Peter Harwin 2001 Market Street
Suite 2500
Philadelphia PA 19103
Yes No No No
1686157 L.p. Fund Healthcare Fairmount 2001 Market Street
Suite 2500
Philadelphia PA 19103
Yes No No No
1769651 L.p. Ii Fund Healthcare Fairmount 200 Barr Harbor Drive
Suite 400
West Conshohocken PA 19428
Yes No No No
1802528 Fairmount Funds Management Llc 200 Barr Harbor Drive
Suite 400
West Conshohocken PA 19428
Yes No No No
1830177 Tomas Kiselak 2001 Market Street
Suite 2500
Philadelphia PA 19103
Yes No No No
1982189 Fairmount Healthcare Co-Invest Ii L.p. 200 Barr Harbor Drive
Suite 400
West Conshohocken PA 19428
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-07-13 55,913 $17.00 55,913 No 4 P Indirect By Fairmount Healthcare Fund LP
Common Stock Acquisiton 2023-07-13 1,992,734 $17.00 1,992,734 No 4 P Indirect By Fairmount Healthcare Fund II LP
Common Stock Acquisiton 2023-07-13 892,529 $17.00 892,529 No 4 P Indirect By Fairmount Healthcare Co-Invest II LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Fairmount Healthcare Fund LP
No 4 P Indirect By Fairmount Healthcare Fund II LP
No 4 P Indirect By Fairmount Healthcare Co-Invest II LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2023-07-13 47,758 $0.00 47,758 $17.00
Common Stock Stock Option (Right to Buy) Acquisiton 2023-07-13 47,758 $0.00 47,758 $17.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,758 2033-07-13 No 4 A Direct
47,758 2033-07-13 No 4 A Direct
Footnotes
  1. Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund LP, Fairmount Healthcare Fund II LP and Fairmount Healthcare Co-Invest II LP. The general partner of Fairmount is Fairmount Funds Management GP LLC ("Fairmount GP"), of which Peter Harwin and Tomas Kiselak are the managing members. Fairmount, Fairmount GP, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.
  2. This option represents the right to purchase 47,758 shares of the Issuer's common stock, and will vest in three approximately equal annual installments beginning on the first anniversary of the grant date.
  3. Under Mr. Harwin's arrangement with Fairmount, Mr. Harwin holds the option for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). Mr. Harwin is obligated to turn over to Fairmount any net cash or stock received from the option for the benefit of such Fairmount Fund. Mr. Harwin therefore disclaims beneficial ownership of the option and underlying common stock.
  4. Under Mr. Kiselak's arrangement with Fairmount, Mr. Kiselak holds the option for one or more Fairmount Funds. Mr. Kiselak is obligated to turn over to Fairmount any net cash or stock received from the option for the benefit of such Fairmount Fund. Mr. Kiselak therefore disclaims beneficial ownership of the option and underlying common stock.