Filing Details
- Accession Number:
- 0001209191-23-042417
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-17 16:23:19
- Reporting Period:
- 2023-07-13
- Accepted Time:
- 2023-07-17 16:23:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569345 | Sprinklr Inc. | CXM | Services-Prepackaged Software (7372) | 454771485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1741527 | R. Chelsea Stoner | C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2023-07-13 | 132,917 | $15.18 | 132,916 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2023-07-13 | 132,916 | $0.00 | 0 | No | 4 | G | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | G | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 215,670 | Indirect | By Battery Investment Partners Select Fund I, L.P. |
Class A Common Stock | 2,180,664 | Indirect | By Battery Ventures Select Fund I, L.P. |
Footnotes
- The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $15.11 to $15.26 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
- The securities held by the Reporting Person prior to the transaction reported herein reflect the receipt of securities pursuant to pro rata distributions in kind, effected by Battery Partners IX, LLC ("BP IX") to its members for no additional consideration, including the Reporting Person. The receipt of such shares by the Reporting Person was not required to be reported pursuant to Section 16 by virtue of the exemption from reporting pursuant to Rule 16a-9.
- Securities are held by the Spiller Stoner Family Trust Dated 8/22/13, of which Chelsea R. Stoner is a trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her proportionate pecuniary interest therein.
- Gift without consideration.
- Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BIP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.