Filing Details
- Accession Number:
- 0000727273-23-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-17 08:46:18
- Reporting Period:
- 2023-07-13
- Accepted Time:
- 2023-07-17 08:46:18
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1519037 | S Scott Slater | 550 South Hope Street Suite 2850 Los Angeles CA 90071 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-07-13 | 14,000 | $3.50 | 123,881 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 85,000 | 85,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
85,000 | 85,000 | Direct |
Footnotes
- Previously reported.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Cadiz Inc. common stock.
- These RSUs will vest upon the Company's entering into final binding water supply arrangement for delivery of at least 9,500 acre-feet per year, subject to the Reporting Person's continuing employment as of such vesting event.
- The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested