Filing Details
- Accession Number:
- 0000950170-23-033088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-14 20:47:13
- Reporting Period:
- 2023-07-05
- Accepted Time:
- 2023-07-14 20:47:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1863105 | Engagesmart Inc. | ESMT | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1881869 | Paul Robert Bennett | C/O Engagesmart, Inc. 30 Braintree Hill Office Park, Suite 101 Braintree MA 02184 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-07-05 | 28,000 | $18.53 | 810,491 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-07-05 | 28,000 | $18.53 | 809,877 | No | 4 | S | Indirect | The Robert P. Bennett 2020 Grantor Retained Annuity Trust |
| Common Stock | Disposition | 2023-07-05 | 28,000 | $18.53 | 1,332,000 | No | 4 | S | Indirect | The Bennett Family 2020 Trust |
| Common Stock | Acquisiton | 2023-07-12 | 22,089 | $5.67 | 832,580 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | The Robert P. Bennett 2020 Grantor Retained Annuity Trust |
| No | 4 | S | Indirect | The Bennett Family 2020 Trust |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2023-07-12 | 22,089 | $0.00 | 22,089 | $5.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 427,911 | 2031-02-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans, each dated September 9, 2022.
- The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $18.25 to $18.75. The Reporting Person undertakes to provide upon request from the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $18.25 to $18.75. The Reporting Person undertakes to provide upon request from the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $18.25 to $18.75. The Reporting Person undertakes to provide upon request from the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
- The stock option vested and became exercisable with respect to 25% of the underlying shares on February 2, 2022 and will vest with respect to the remaining shares in twelve equal quarterly installments beginning on April 1, 2022, subject to the Reporting Person's continued service to the Issuer through each vesting date.
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