Filing Details

Accession Number:
0000929638-23-002013
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-07-14 13:10:02
Reporting Period:
2023-06-12
Accepted Time:
2023-07-14 13:10:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
727273 Cadiz Inc CDZI Water Supply (4941) 770313235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1512842 Llp Management Asset Odey 18 Upper Brook Street
London X0 W1K 7PU
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-06-13 340,883 $3.95 0 No 4 S Indirect See Footnotes
Common Stock Disposition 2023-06-12 1,201 $4.37 338,623 No 4 S Indirect See Footnotes
Common Stock Disposition 2023-06-13 338,623 $3.95 0 No 4 S Indirect See Footnotes
Common Stock Disposition 2023-06-12 3,773 $4.37 1,063,820 No 4 S Indirect See Footnotes
Common Stock Disposition 2023-06-13 1,063,820 $3.95 0 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,165,149 Indirect See Footnotes
Common Stock 3,682,219 Indirect See Footnotes
Footnotes
  1. Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
  2. Shares held for the benefit of a pension trust for which the Reporting Person serves as investment adviser.
  3. Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
  4. Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
  5. Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
  6. Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.