Filing Details
- Accession Number:
- 0000950170-23-032732
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-07-12 21:18:09
- Reporting Period:
- 2023-07-04
- Accepted Time:
- 2023-07-12 21:18:09
- Original Submission Date:
- 2023-07-07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1703647 | Frequency Therapeutics Inc. | FREQ | Pharmaceutical Preparations (2834) | 472324450 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1785287 | J. Richard Mitrano | C/O Frequency Therapeutics, Inc. 75 Hayden Ave, Suite 300 Lexington MA 02421 | Vp Finance & Operations | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-07-04 | 25,000 | $0.00 | 55,995 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-07-06 | 224 | $0.35 | 55,771 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2023-07-04 | 25,000 | $0.00 | 25,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,032 | Indirect | The Carey/Mitrano Family Trust |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- Represents a portion of the shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units pursuant to a Rule 10b5-1 trading plan entered into on March 22, 2022 and does not represent discretionary trades by the Reporting Person.
- The Restricted Stock Units vested on July 4, 2023 and do not have an expiration date.
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