Filing Details

Accession Number:
0001423774-23-000133
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-07-11 19:35:26
Reporting Period:
2023-07-05
Accepted Time:
2023-07-11 19:35:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1423774 Zuora Inc ZUO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218470 A Kenneth Goldman C/O Zuora, Inc.
101 Redwood Shores Parkway
Redwood City CA 94065
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2023-07-05 19,379 $9.95 32,376 No 4 S Direct
Class A Common Stock Disposition 2023-07-05 800 $10.86 31,576 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 30,058 Indirect By Goldman-Valeriote Family Trust u/a/d 11/15/95
Footnotes
  1. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on April 5, 2023.
  2. Represents the weighted average sale price. The lowest price at which shares were sold was $9.79 and the highest price at which shares were sold was $10.78. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, Zuora or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
  3. Represents the weighted average sale price. The lowest price at which shares were sold was $10.79 and the highest price at which shares were sold was $10.99. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, Zuora or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
  4. Reporting Person is a trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.