Filing Details
- Accession Number:
- 0001654954-23-008976
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-10 09:40:51
- Reporting Period:
- 2023-07-07
- Accepted Time:
- 2023-07-10 09:40:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1876945 | Tpco Holding Corp. | GRAMF | Agricultural Production-Crops (100) | 981566338 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1886583 | Mike Batesole | 1550 Leigh Avenue San Jose CA 95125 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2023-07-07 | 270,006 | $0.00 | 528,367 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2023-07-07 | 114,965 | $0.16 | 413,402 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2023-07-07 | 413,402 | $0.00 | 0 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Stock Units | Acquisiton | 2023-07-07 | 150,000 | $0.00 | 150,000 | $0.00 |
| Common Shares | Restricted Stock Units | Disposition | 2023-07-07 | 270,006 | $0.00 | 270,006 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 270,006 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- Represents the issuance of Common Shares upon the vesting of restricted stock units ("RSUs"). RSUs convert into Common Shares on a one-for-one basis.
- The disposition of Common Shares is associated with tax obligations of the reporting person.
- Represents the disposition of Common Sharesin connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Sharesof the Issuer were exchanged on a one-for-one basis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation".
- Upon vesting, RSUs convert into Common Shares on a one-for-one basis.
- Represents the acceleration of vesting of Performance Stock Units ("PSUs") into RSUs in connection with the Business Combination.
- Represents the acceleration of vesting of RSUs into Common Shares in connection with the Business Combination.
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