Filing Details
- Accession Number:
- 0001167503-11-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-06 16:54:11
- Reporting Period:
- 2011-07-01
- Filing Date:
- 2011-07-06
- Accepted Time:
- 2011-07-06 16:54:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167503 | Maurice Marciano | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-07-01 | 100,000 | $42.18 | 1,500,000 | No | 4 | S | Indirect | by MNM, LLC |
| Common Stock | Disposition | 2011-07-01 | 75,000 | $42.35 | 8,872,000 | No | 4 | S | Indirect | by MM Trust |
| Common Stock | Disposition | 2011-07-05 | 425,000 | $43.01 | 8,447,000 | No | 4 | S | Indirect | by MM Trust |
| Common Stock | Disposition | 2011-07-05 | 100,000 | $0.00 | 8,347,000 | No | 5 | G | Indirect | by MM Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by MNM, LLC |
| No | 4 | S | Indirect | by MM Trust |
| No | 4 | S | Indirect | by MM Trust |
| No | 5 | G | Indirect | by MM Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 112,050 | Direct | |
| Common Stock | 1,164,971 | Indirect | by MFH IV, LLC |
| Common Stock | 2,000,000 | Indirect | by Next Step Capital LLC |
| Common Stock | 70 | Indirect | by trust |
Footnotes
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $42.05 to $42.27. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- Shares are held by MNM Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting persons and his children.
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $42.30 to $42.40. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- Shares are held by the Maurice Marciano Trust (2005 Restatement), a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $42.61 to $43.40. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- Shares are held by Marciano Financial Holdings IV, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children.
- Shares are held by Next Step Capital LLC, of which the reporting person has sole investment power and exclusive pecuniary interest.
- Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano, of which the reporting person is the sole trustee.
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