Filing Details
- Accession Number:
- 0001562180-23-005772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-06 16:24:07
- Reporting Period:
- 2023-07-03
- Accepted Time:
- 2023-07-06 16:24:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1667011 | Arteris Inc. | AIP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1068987 | Charles K Janac | C/O Arteris, Inc. 595 Millich Dr., Suite 200 Campbell CA 95008 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-07-03 | 2,540 | $6.82 | 240,648 | No | 4 | F | Direct | |
Common Stock | Disposition | 2023-07-05 | 4,804 | $7.03 | 235,844 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,307,691 | Indirect | Bayview Legacy, LLC |
Common Stock | 77,286 | Indirect | By the Janac Trust |
Footnotes
- The reported transaction involved the withholding of 2,540 shares of stock issuable upon the vesting of restricted stock units to pay taxes.
- Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.88 to $7.23 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes 135,844 restricted stock units.
- The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy LLC.