Filing Details
- Accession Number:
- 0001140361-11-035891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-06 16:27:01
- Reporting Period:
- 2011-07-01
- Filing Date:
- 2011-07-06
- Accepted Time:
- 2011-07-06 16:27:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 810136 | Photronics Inc | PLAB | Semiconductors & Related Devices (3674) | 060854886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489635 | E Richelle Burr | 15 Secor Rd. Brookfield CT 06804 | Vp, General Counsel & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-01 | 1,750 | $0.76 | 10,750 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2011-07-01 | 3,187 | $4.42 | 13,937 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2011-07-01 | 4,937 | $8.56 | 9,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-07-01 | 1,750 | $0.00 | 1,750 | $0.76 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-07-01 | 3,187 | $0.00 | 3,187 | $4.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,500 | 2018-11-10 | No | 4 | X | Direct | |
| 31,813 | 2019-12-21 | No | 4 | X | Direct |
Footnotes
- Certain proceeds of sale to fund children's education.
- The options become exercisable in four equal installments commencing November 10, 2009.
- The options become exercisable in four equal annual installments commencing December 21, 2010.
Billionaire Hedge Funds
