Filing Details
- Accession Number:
- 0001288847-23-000114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-30 16:58:45
- Reporting Period:
- 2023-06-29
- Accepted Time:
- 2023-06-30 16:58:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1288847 | Five9 Inc. | FIVN | Services-Computer Processing & Data Preparation (7374) | 943394123 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604097 | Michael Burkland | C/O Five9, Inc. 3001 Bishop Dr., Ste. #350 San Ramon CA 94583 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-03-24 | 389 | $0.00 | 133,026 | No | 5 | W | Indirect | By Trust |
Common Stock | Acquisiton | 2023-06-29 | 53,671 | $9.48 | 241,087 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-06-29 | 53,671 | $80.00 | 187,416 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | W | Indirect | By Trust |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-06-29 | 53,671 | $0.00 | 53,671 | $9.48 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-11-22 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.
- The option granted on November 22, 2013 is fully vested.