Home > Insider Trading > Filing (0001209191-23-040234)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1577526	C3.Ai Inc.	AI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1218471	Y Edward Abbo	C/O C3.Ai, Inc. 1400 Seaport Blvd Redwood City CA 94063	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2023-06-27	179,191	$1.56	508,301	No	4	M	Direct
Class A Common Stock	Acquisiton	2023-06-27	107,143	$1.68	615,444	No	4	M	Direct
Class A Common Stock	Acquisiton	2023-06-27	250,000	$1.86	865,444	No	4	M	Direct
Class A Common Stock	Acquisiton	2023-06-27	47,874	$2.82	913,318	No	4	M	Direct
Class A Common Stock	Acquisiton	2023-06-27	114,190	$4.56	1,027,508	No	4	M	Direct
Class A Common Stock	Acquisiton	2023-06-27	80,854	$4.56	1,108,362	No	4	M	Direct
Class A Common Stock	Disposition	2023-06-27	457,585	$32.96	650,777	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2023-06-27	179,191	$0.00	179,191	$1.56
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2023-06-27	107,143	$0.00	107,143	$1.68
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2023-06-27	250,000	$0.00	250,000	$1.86
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2023-06-27	47,874	$0.00	47,874	$2.82
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2023-06-27	114,190	$0.00	114,190	$4.56
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2023-06-27	80,854	$0.00	80,854	$4.56

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2024-01-20	No	4	M	Direct
0	2026-07-12	No	4	M	Direct
0	2026-11-29	No	4	M	Direct
0	2028-05-22	No	4	M	Direct
30,548	2029-06-12	No	4	M	Direct
63,884	2030-07-05	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	149,577	Indirect	See Footnote
Class A Common Stock	149,578	Indirect	See Footnote
Class A Common Stock	149,578	Indirect	See Footnote

Footnotes

Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.
Represents weighted average sales price. The shares were sold at prices ranging from $32.68 to $33.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
Fully vested.
Due to rounding in connection with the reverse stock split, the total shares include 2 additional shares that was not originally reported on the Reporting Person's Form 3
Twenty percent (20%) of the shares subject to the option grant vested on May 1, 2020, and the remaining eighty percent (80%) of such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.
Twenty percent (20%) of the shares subject to the option grant vested on May 1, 2021, and the remaining eighty percent (80%) of such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.