Filing Details
- Accession Number:
- 0001666071-23-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-26 18:31:52
- Reporting Period:
- 2023-06-22
- Accepted Time:
- 2023-06-26 18:31:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1666071 | Cardlytics Inc. | CDLX | Services-Computer Programming, Data Processing, Etc. (7370) | 263039436 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1805400 | Andrew Christiansen | C/O Cardlytics, Inc. 675 Ponce De Leon Avenue Ne, Suite 6000 Atlanta GA 30308 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-06-22 | 2,034 | $0.00 | 54,681 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-06-23 | 649 | $5.68 | 54,032 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2023-06-22 | 2,034 | $0.00 | 2,034 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- Represents the underlying vested shares of common stock of the Issuer which have not been delivered.
- Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units ("RSUs") that vested on June 22, 2023.
- Each RSU represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.
- 25% of the RSUs shall vest on March 22, 2023 with the remainder vesting in twelve equal amounts quarterly thereafter, provided that the Reporting Person remains employed by the Issuer on such vesting date.