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Filing Details

Accession Number:: 0001822966-23-000176
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-06-26 18:22:51
Reporting Period:: 2023-06-22

Accepted Time:: 2023-06-26 18:22:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1822966	Nuscale Power Corp	SMR	Fabricated Plate Work (Boiler Shops) (3443)	852715384

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1912917	Chris Colbert	6650 Sw Redwood Lane, Suite 210 Portland OR 97224	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2023-06-22	29,929	$0.64	44,977	No	4	M	Direct
Class A Common Stock	Disposition	2023-06-22	29,929	$7.85	15,048	No	4	S	Direct
Class A Common Stock	Acquisiton	2023-06-23	29,929	$0.64	44,977	No	4	M	Direct
Class A Common Stock	Disposition	2023-06-23	29,929	$7.41	15,048	No	4	S	Direct
Class A Common Stock	Acquisiton	2023-06-26	29,928	$0.64	44,976	No	4	M	Direct
Class A Common Stock	Disposition	2023-06-26	29,928	$7.00	15,048	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Employee Stock Option (right to buy)	Disposition	2023-06-22	29,929	$0.64	29,929	$0.64
Class A Common Stock	Employee Stock Option (right to buy)	Disposition	2023-06-23	29,929	$0.64	29,929	$0.64
Class A Common Stock	Employee Stock Option (right to buy)	Disposition	2023-06-26	29,928	$0.64	29,928	$0.64

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
59,857	2023-09-13	No	4	M	Direct
29,928	2023-09-13	No	4	M	Direct
0	2023-09-13	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.73 to $8.07, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.62, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.71 to $7.32, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017.