Filing Details
- Accession Number:
- 0001140361-23-031456
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-26 17:10:14
- Reporting Period:
- 2023-06-22
- Accepted Time:
- 2023-06-26 17:10:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1635088 | Roivant Sciences Ltd. | ROIV | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1132625 | Viking Global Performance Llc | 55 Railroad Avenue Greenwich CT 06830 | No | No | No | No | |
1133006 | Andreas Ole Halvorsen | 55 Railroad Avenue Greenwich CT 06830 | No | No | No | No | |
1413378 | Viking Global Equities Ii Lp | 55 Railroad Avenue Greenwich CT 06830 | No | No | No | No | |
1621596 | Ltd. Master Fund Long Viking | 55 Railroad Ave Greenwich CT 06830 | No | No | No | No | |
1621607 | Viking Long Fund Gp Llc | 55 Railroad Avenue Greenwich CT 06830 | No | No | No | No | |
1621842 | C. David Ott | 55 Railroad Avenue Greenwich CT 06830 | No | No | No | No | |
1711393 | Sharon Rose Shabet | 55 Railroad Avenue Greenwich CT 06830 | No | No | No | No | |
1759530 | Ltd. Master Equities Global Viking | 55 Railroad Ave Greenwich CT 06830 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2023-06-22 | 110,756 | $9.90 | 641,010 | No | 4 | S | Indirect | See Explanation of Responses |
Common Shares | Disposition | 2023-06-22 | 5,427,043 | $9.90 | 31,409,512 | No | 4 | S | Indirect | See Explanation of Responses |
Common Shares | Disposition | 2023-06-22 | 5,236,006 | $9.90 | 30,303,871 | No | 4 | S | Indirect | See Explanation of Responses |
Common Shares | Disposition | 2023-06-22 | 2,226,195 | $9.90 | 12,884,307 | No | 4 | S | Indirect | See Explanation of Responses |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Explanation of Responses |
No | 4 | S | Indirect | See Explanation of Responses |
No | 4 | S | Indirect | See Explanation of Responses |
No | 4 | S | Indirect | See Explanation of Responses |
Footnotes
- Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP"), and Viking Global Opportunities Parent GP LLC ("Parent"), which is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Equities Master Ltd. ("VGEM"), Viking Global Equities II LP ("VGEII"), Viking Long Fund Master Ltd. ("VLFM"), and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund").
- VGI, VGP, VLFGP, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, VLFM, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII, VLFM and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII, VLFM and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form.
- These shares are held directly by VGEII. VGP is the general partner of VGEII. Because of the relationship between VGP and VGEII, VGP may be deemed to beneficially own the shares held directly by VGEII.
- These shares are held directly by VGEM. VGP provides managerial services to VGEM. Because of the relationship between VGP and VGEM, VGP may be deemed to beneficially own the shares held directly by VGEM.
- These shares are held directly by Opportunities Fund. Opportunities Portfolio GP is the general partner of Opportunities Fund. Opportunities GP is the sole member of Opportunities Portfolio GP. Parent is the sole member of Opportunities GP. Because of the relationship between each of Opportunities Portfolio GP, Opportunities GP, Parent and Opportunities Fund, each of Opportunities Portfolio GP, Opportunities GP and Parent may be deemed to beneficially own the shares held directly by Opportunities Fund.
- These shares are held directly by VLFM. VLFGP provides managerial services to VLFM. Because of the relationship between VLFGP and VLFM, VLFGP may be deemed to beneficially own the shares held directly by VLFM.
- The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.