Filing Details

Accession Number:
0000899243-23-016487
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-26 16:05:29
Reporting Period:
2023-06-22
Accepted Time:
2023-06-26 16:05:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1635088 Roivant Sciences Ltd. ROIV () M0
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1446601 Sumitomo Pharma Co., Ltd. 6-8 Doshomachi 2-Chome
Chuo-Ku, Osaka M0 541-0045
No No Yes No
1798550 Sumitomo Chemical Co., Ltd. Tokyo Nihombashi Tower
7-1, Nihonbashi 2-Chome
Chuo-Ku, Tokyo M0 103-6020
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2023-06-22 15,116,277 $8.60 71,251,083 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a privately negotiated transaction between Sumitomo Pharma Co., Ltd. (formerly Sumitomo Dainippon Pharma Co., Ltd.) ("Sumitomo Pharma") and four purchasers. In connection with the transaction, Sumitomo Pharma entered into a customary lock-up agreement with Roivant Sciences Ltd. ("Roivant") covering the common shares that continue to be beneficially owned by Sumitomo Pharma following the transaction, which lock-up agreement is effective through February 29, 2024.The buyers also entered into customary lock-up agreements with Roivant covering the common shares acquired in the transaction, which lock-up agreements are effective through February 29, 2024.
  2. Sumitomo Pharma directly owns 71,251,083 Common Shares. Sumitomo Pharma is a 51.76% owned subsidiary of Sumitomo Chemical Co., Ltd. ("Sumitomo"). Sumitomo may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934, as amended) the reported securities that Sumitomo Pharma owns. Sumitomo disclaims beneficial ownership of such reported securities except to the extent of its pecuniary interest therein.