Filing Details
- Accession Number:
- 0000899243-23-016413
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-23 17:36:33
- Reporting Period:
- 2023-06-22
- Accepted Time:
- 2023-06-23 17:36:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645569 | Dice Therapeutics Inc. | DICE | Pharmaceutical Preparations (2834) | 472286244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1867470 | Northpond Ventures Gp, Llc | 7500 Old Georgetown Road, Suite 800 Bethesda MD 20814 | No | No | Yes | No | |
1867472 | Northpond Ventures, Lp | 7500 Old Georgetown Road, Suite 800 Bethesda MD 20814 | No | No | Yes | No | |
1867627 | P. Michael Rubin | 7500 Old Georgetown Road, Suite 800 Bethesda MD 20814 | No | No | Yes | No | |
1869114 | Northpond Ventures Gp Ii, Llc | 7500 Old Georgetown Road, Suite 850 Bethesda MD 20814 | No | No | Yes | No | |
1869128 | Northpond Ventures Ii, Lp | 7500 Old Georgetown Road, Suite 800 Bethesda MD 20814 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-06-22 | 1,969,368 | $46.50 | 633,707 | No | 4 | S | Indirect | By: Northpond Ventures, LP |
Common Stock | Disposition | 2023-06-22 | 523,503 | $46.50 | 166,293 | No | 4 | S | Indirect | By: Northpond Ventures II, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By: Northpond Ventures, LP |
No | 4 | S | Indirect | By: Northpond Ventures II, LP |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $46.44 to $46.63, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Northpond Ventures GP, LLC ("Northpond GP LLC") is the general partner of Northpond Ventures, LP ("Northpond Fund"), and Michael P. Rubin is the managing member of Northpond GP LLC. As a result, each of Northpond GP LLC and Mr. Rubin may be deemed to share beneficial ownership with respect to the shares held of record by Northpond Fund. Each of Northpond GP LLC and Mr. Rubin disclaim beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
- Northpond Ventures GP II, LLC ("Northpond GP II LLC") is the general partner of Northpond Ventures II, LP ("Northpond Fund II"), and Michael P. Rubin is the managing member of Northpond GP II LLC. As a result, each of Northpond GP II LLC and Mr. Rubin may be deemed to share beneficial ownership with respect to the shares held of record by Northpond Fund II. Each of Northpond GP II LLC and Mr. Rubin disclaim beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.