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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1821850	Sunlight Financial Holdings Inc.	SUNL	Finance Services (6199)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1869195	Matthew Potere	C/O Sunlight Financial Holdings Inc. 101 N. Tryon Street, Suite 1000 Charlotte NC 28246	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2022-10-03	3,760	$2.66	1,422,621	No	5	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Private Units	$0.00			2,983,960	3,510,541	Direct
Class A Common Stock	Private Units	$0.00			526,581	3,510,541	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	2,983,960	3,510,541	Direct
	526,581	3,510,541	Indirect

Footnotes

Represents shares purchased through payroll deductions under Sunlight Financial Holdings Inc.'s employee stock purchase plan.
The reporting person received these Private Units on July 9, 2021, pursuant to the Business Combination Agreement, dated as of January 23, 2021 by and among Spartan Acquisition Corp. II ("Spartan"), Sunlight Financial LLC ("SFLLC"), and certain of their respective affiliates and subsidiaries. Each Private Unit consists of a Class EX Unit issued by SFLLC, together with one share of Class C Common Stock issued by the Company. Each Private Unit is exchangeable, subject to certain conditions, for either one share of Class A Common Stock, or at SFLLC's election, an amount of cash equivalent to the market value of one share of Class A Common Stock, pursuant to and in accordance with the terms of the Fifth Amended and Restated Limited Liability Company Agreement of SFLCC. The Class C Common Stock will vote together with the Class A Common Stock as a single class, but will have no economic rights. These exchange rights do not expire.
The reporting person disclaims beneficial ownership, except to the extent of his pecuniary interest therein.