Filing Details
- Accession Number:
- 0001209191-11-038090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-06 11:20:04
- Reporting Period:
- 2011-06-21
- Filing Date:
- 2011-07-06
- Accepted Time:
- 2011-07-06 11:20:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793044 | Ckx Inc. | CKXE | Services-Motion Picture & Video Tape Production (7812) | 270118168 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1318016 | Marie Lisa Presley | C/O Ckx, Inc. 650 Madison Avenue New York NY 10022 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series B Convertible Preferred Stock | Disposition | 2011-06-21 | 1,491,817 | $0.00 | 0 | No | 4 | S | Indirect | See Footnote |
Series C Convertible Preferred Stock | Disposition | 2011-06-21 | 1 | $0.00 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Contribution of 1,491,817 shares of Series B Convertible Preferred Stock and 1 share of Series C Convertible Preferred Stock of the Issuer to CKX Entertainment Holdings, Inc. ("Entertainment Holdings") in exchange for shares of preferred stock of Entertainment Holdings.
- The Reporting Person may be deemed to have an indirect beneficial ownership in 1,491,817 shares of Series B Convertible Preferred Stock and 1 share of Series C Convertible Preferred Stock of the Issuer, which were directly beneficially owned by The Promenade Trust, a fully revocable Tennessee grantor trust (the "Trust"), by virtue of the fact that the Reporting Person is the sole beneficiary of the Trust. The Reporting Person disclaims beneficial ownership with respect to these shares, and this report shall not be deemd an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose.
- The Trust, as holder of the Series C Convertible Preferred Stock of the Issuer, had the right to nominate a representative to serve on the board of directors of the Issuer. Accordingly, the Reporting Person may be deemed a director by virtue of her indirect right to nominate a representative to serve on the Issuer's board of directors. Priscilla Presley served as the Series C Convertible Preferred Stock's representative on the Issuer's board of directors.