Filing Details
- Accession Number:
- 0001209191-23-039350
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-23 16:15:59
- Reporting Period:
- 2023-06-21
- Accepted Time:
- 2023-06-23 16:15:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1703463 | Jr W John Kosiba | C/O American Superconductor Corporation 114 East Main St Ayer MA 01432 | Svp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-06-21 | 50,132 | $6.15 | 407,014 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-06-22 | 29,878 | $5.95 | 377,136 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,122 | Indirect | By 401(k) Plan |
Footnotes
- Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock awards. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously entered into by the reporting person on March 17, 2023.
- The sales were executed in multiple trades at prices ranging from $6.07-$6.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously entered into by the reporting person on March 17, 2023.
- The sales were executed in multiple trades at prices ranging from $5.75-$6.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- Following all the transactions reported on this Form 4, the reporting person holds 377,136 shares directly.
- Following all the transactions reported on this Form 4, the reporting person holds 8,122 shares indirectly through the company's 401(k) plan as of June 23, 2023.
Billionaire Hedge Funds
